Search for: "Equity Trust Company Custodian"
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7 Jul 2016, 6:57 am
On June 27, 2016, SEC Administrative Law Judge Carol Fox Foelak dismissed the Division of Enforcement’s charges against IRA custodian Equity Trust Company in connection with the company’s processing of investments marketed by two convicted fraudsters. [read post]
8 Jan 2007, 4:31 pm
One such company is Equity Trust Company of 225 Burns Rd. [read post]
5 Nov 2019, 9:20 am
-listed equity securities for 24 months. [read post]
30 Mar 2010, 5:00 am
The opinion noted that under federal law, companies must register with the Commission to the extent having "500 or more record holders of a class" of equity securities and that in counting equity securities, "DTC does not count as a single holder of record. [read post]
6 Dec 2021, 3:57 am
Mat is the CEO of Directed IRA & Directed Trust Company, where they establish and serve as custodian for all types of self-directed accounts (IRAs, Roth IRAs, HSAs, Coverdells, Solo(k)s, custodial accounts) for self-directed asset classes such as real estate, private company/private equity, IRA/LLCs, precious metals, and cryptocurrency. [read post]
13 Aug 2015, 8:17 am
CORE Series 2007-A 8% Secured Debenture is purportedly approved to be held at the following custodians: Sterling/ Equity Trust Company, TD Ameritrade Clearing, First Trust Company of Onaga, and Millennium Trust Company. [read post]
6 Dec 2021, 10:17 am
By Anne Sherry, J.D.The Securities Industry and Financial Markets Association (SIFMA), the Investment Company Institute (ICI), and The Depository Trust & Clearing Corporation (DTCC) announced their plan to shorten the settlement cycle from trade date plus two days (T+2) to T+1 by the first half of 2024. [read post]
24 Dec 2010, 10:16 am
The rights were then subsequently transferred to Deutsche Bank Trust Company Americas, as Trustee and Custodian for Morgan Stanley Home Equity Loan Trust, MSHEL 2007-2.In 2007, the Andersons went into default on the note and deed of trust and various substitute trustees were named and foreclosure proceedings instituted. [read post]
30 Oct 2018, 2:36 pm
In September, the South Dakota Division of Banking approved BitGo Trust Company as a qualified custodian of digital assets. [read post]
6 Nov 2011, 7:04 am
But one of the responsibilities of the intermediary is to outsource the cash management responsibilities to qualified third-party custodians such as broker-dealers or insured depository institutions, which was a concern that Congress had as the legislation moved through committee, who is holding the money and can they be trusted, and will they release the money at the right time. [read post]
13 Dec 2016, 10:13 am
Custodians. [read post]
9 Jun 2009, 6:42 am
Equity Trust Company Custodian FBO Heather Eisenmenger IRA, Respondent, vs. [read post]
11 Dec 2023, 1:18 pm
An ownership interest may be directly or indirectly owned or controlled through any contract, arrangement, understanding, relationship, or otherwise, including: (A) joint ownership of an undivided interest in such ownership interest; (B) through another individual acting as a nominee, intermediary, custodian, or agent; (C) if held in trust: (1) as a trustee or other individual with the authority to dispose of trust assets; (2) as a beneficiary who: (i) is the sole… [read post]
14 Aug 2023, 8:45 am
An individual may own or control an ownership interest of a Reporting Company in a variety of ways, directly or indirectly, including through joint ownership, certain trust arrangements, or acting as an intermediary, custodian, or agent on behalf of another. [read post]
14 Aug 2023, 8:45 am
An individual may own or control an ownership interest of a Reporting Company in a variety of ways, directly or indirectly, including through joint ownership, certain trust arrangements, or acting as an intermediary, custodian, or agent on behalf of another. [read post]
6 Jul 2011, 9:52 am
“The funds are choosing the custodian that best serves their needs and at a good price. [read post]
27 Aug 2018, 3:41 pm
National Collegiate Student Loan Trust 2005-3, a Delaware Statutory TrustDear Mr. [read post]
22 Aug 2022, 9:01 pm
Similarly, the issuance of stablecoins by trust companies subject to prudential regulator oversight remains a viable option for a number of use cases. [read post]
17 Feb 2021, 8:41 am
Questions remain as to whether limited partnerships, trusts, sole proprietorships, or subsidiaries of reporting companies will be considered reporting companies. [read post]
17 Feb 2021, 8:41 am
Questions remain as to whether limited partnerships, trusts, sole proprietorships, or subsidiaries of reporting companies will be considered reporting companies. [read post]
